Saturday, July 14, 2012

Writing a Safety inspection report.



Your report should be according to SMART principles:

Sensible
Measurable
Achievable
Realistic
Time Bound

Above all, it should be sensible and persuade management to act upon its recommendations.

It is a report and should therefore be in report format, not a letter or memo or even an email!  Avoid humourous vignettes such as:
 from: S. Afety MIOSH RSP or
to: S. Corpion, King of the sandplant.

It is not a list of hazards such as you would have created during your inspection and you should avoid repetition (there will often be numerous examples of the same hazards).

Measurable does not mean giving a risk ranking score, but should give some idea of the risk quantum.  High, medium, low - is quite acceptable.

Achievable acknowledges cost-benefit analysis.  Some risk reduction measures may be desirable but they could be simply too costly and resource could be better deployed – this is what risk assessment is all about.

Realistic reiterates this.  It is not realistic to expect everything to be put right at once, so prioritization is important.  If management can see the elements of an action plan to improve safety then they are more likely to act upon the recommendations.

Time bound.  It is helpful to suggest timings because it supports the idea of an action plan.  Not everything can be done at once, after all.

The report should not be unduly long  just a basic introduction in which the general state of the plant is described.  Acknowledge both good and bad features (there is nothing more off-putting than unmitigated gloom!).

The body of the report should be a series of headings followed by descriptions of the main items.  Don’t try to be too detailed or the reader will be in danger of “can’t see the wood for the trees” syndrome and your message will be lost.  And it should not be too long – 6 to 10 paragraphs would be typical in a report of this kind.  At this stage indicate priorities and acknowledge costs and benefits.

Conclusions and recommendations should point the way to a structured action plan for improvement and at the same time convince the manager of the need for improvements.

Now write your report, based on your findings.  When you have done it, compare it to the model report following.  Your writing style might differ from the one given, but the content should be comparable.



To:     The Production Manager (Sandplant)

From:          Safety Adviser


Report of a safety inspection of the XYZ Sandplant Dated – (today’s date)

General comments


The inspection was restricted to the Sandplant itself and its immediate environs.  Issues such as site security, offices and workshops and general welfare facilities were not considered.  The site itself is reasonably tidy and well laid out, and generally the machinery is in good overall condition.  The main concerns are associated with maintenance activity and, in particular, maintenance of safety systems.  Some very dangerous malpractices were associated with this and you should consider what control systems you have, or will need to instate, with respect to management of contractors.  (Enquiries revealed that maintenance is largely carried out by contracted workers).

Specific concerns


1.                             The sandheaps.  No barriers prevent workers from straying on to the heaps and there is also a risk that a maintenance worker could fall from the conveyor system on to a heap.  In the region where the sand is sinking towards the hopper in the tunnel below it is probable that such persons would be buried alive.  It is impractical to enclose the heaps with security fencing but a token barrier of posts and coloured tape, accompanied by warning signs, should be installed and the hazard explained to all workers on induction to the site.  Any maintenance work above the heaps should be conducted under a permit to work system and any workers should wear safety harnesses and be clipped on to the conveyor framework. No lone working! These simple and inexpensive measures should be initiated immediately.

2.                            Machinery guarding.  No guards were seen on any of the drive pulley systems for any of the various motors which drive the plant.  There is evidence that such guards were originally fitted and it constitutes gross negligence that they have been removed.  This action contravenes various statutes including the HSW Act 1974 and the Management of Health & Safety Regulations 1999 laying you open to criminal prosecution for which you have virtually no defence.  A visiting HSE inspector would undoubtedly serve a prohibition notice on the plant which would immediately shut it down.

You should, as a matter of urgency have the guarding reinstated (say within one month) irrespective of cost and, in the meantime post notices and barriers restricting access to unauthorized personnel.  The large motors at ground level driving the sand washery should as an interim measure be physically barriered off as they are very accessible to anybody passing by.

3.      Conveyors.  The belts should be either inaccessible (safe by position) or guarded.  The design of the system is such that entanglement is possible virtually everywhere on the plant and the cost of eliminating this risk would probably be prohibitive.  Risk reduction is best achieved by restricting access to the plant and upgrading the guarding where the risk is greatest.  A survey should be undertaken and a programme of improvements planned for the longer term.  (For example, the belt tensioners could easily be enclosed in fixed mesh guards).  The emergency tripwires had defects or were sometimes missing altogether and these should be reinstated and repaired with urgency.

4.                Walkways. These should be inspected to ensure that they are up to standard.  At least one example was seen of inadequate edge protection and the wooden flooring of one of the walkways presented a trip hazard and also was ominously springy underfoot.  Inspection should be within one month and remedial action as soon as possible thereafter, but no longer than three months.

5.                The tunnels.  These should be considered as confined spaces and should only be entered under permit control.  The risk exists of burial in sand should one of the feed hoppers fail or be disturbed by maintenance activity, entanglement in the conveyor belt or the chain drive to the hopper and currently, serious electrical risk due to the unacceptable condition of the wiring to the lights.  It was also noted that the tripwire system had been poorly repaired and could fail if actually used in an emergency.  Notices should be posted prohibiting access to the tunnels.  Ideally they should be fenced  off, with access only via a locked gate - this should be considered in the longer term.  A detailed risk assessment will be necessary to define a safe procedure for entry into a tunnel.

6.                Electrical safety.  There is an urgent need to improve electrical safety throughout and a full survey should be carried out by a qualified electrician as soon as possible and certainly within one month.  With immediate effect, all cover panels should be replaced wherever they are missing.  The wiring in the tunnels is of particular concern and should be upgraded to an appropriate standard at the earliest opportunity.

7.                Vehicles in danger of falling over an edge.  Roadways should be marked out using fencing and markers and strategic placing of mounds of soil with a view to keeping vehicles at a safe distance.  A banksman should be made available if any vehicle has to approach such an edge.  Posts and marker tape could be installed at the same time as the sand heaps (item 1).

8.                 Control of contractors.  Activities were observed (repairing a pipe at height) which indicated that the contractor concerned had no safe system of work in place.  All contract activity should be assessed by the plant management and an insistence be made on safe access to height, proper protective clothing for the welders, hard hats etc…

9.                 Control room.  The operator in control of the plant sits on a table and operates switches with a broom handle.  He views some parts of the plant with mirrors propped up with a home-made arrangement.  This activity is critical to the safety of the plant and it should be emphasized also that the operator is using a workstation.  An immediate assessment should be made and the obvious improvements should be put in place as soon as possible.

Conclusions and Recommendations.

There are several sources of serious and imminent danger on this plant.  Most of them can be made safe quickly and with limited expense and, especially given that the plant management are open to criminal prosecution or enforcement action by the HSE, the recommendations of this report should be implemented with urgency.

The fact that such obvious malpractice exists and is therefore tacitly accepted implies a lack of management systems and, importantly, issues of control over contractors.  It is recommended that an early review of safety management should be undertaken with a view to implementing such a system.  The model given in document HS(G)65 issued by the HSE is strongly recommended.


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